SFC Licences of LU Jingyi 陸景怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dymon Asia Capital (HK) Limited | RE | 9 | 20 November 2023 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 30 September 2021 | 18 September 2023 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 06 September 2021 | 18 September 2023 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 08 August 2017 | 28 May 2021 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 08 August 2017 | 28 May 2021 |