SFC Licences of ZHU Cai 諸偲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Conning Asia Pacific Limited 康利亞太有限公司 RE 9 25 July 2023
Conning Asia Pacific Limited 康利亞太有限公司 RE 4 25 July 2023
Conning Asia Pacific Limited 康利亞太有限公司 RE 1 25 July 2023
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 9 02 August 2017 16 January 2019
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RE 4 02 August 2017 16 January 2019