SFC Licences of DAI Li 戴力
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hong Tai Securities Limited 洪泰證券有限公司 | RE | 9 | 14 February 2024 | |
Hong Tai Securities Limited 洪泰證券有限公司 | RE | 4 | 14 February 2024 | |
Hong Tai Securities Limited 洪泰證券有限公司 | RE | 1 | 14 February 2024 | |
China Vision Capital (Hong Kong) Limited 中國華新資本(香港)有限公司 | RE | 9 | 23 March 2020 | 01 February 2024 |
China Vision Capital (Hong Kong) Limited 中國華新資本(香港)有限公司 | RE | 4 | 23 March 2020 | 01 February 2024 |
Innovax Securities Limited 創陞證券有限公司 | RE | 1 | 29 June 2018 | 21 January 2020 |
VMI Securities Limited 創市証劵有限公司 | RE | 1 | 11 January 2018 | 14 June 2018 |