SFC Licences of SHANNON James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Indus Capital Advisors (Hong Kong) Limited | RO | 9 | 17 July 2020 | |
| Indus Capital Advisors (Hong Kong) Limited | RO | 4 | 17 July 2020 | |
| Indus Capital Advisors (Hong Kong) Limited | RO | 2 | 17 July 2020 | |
| Indus Capital Advisors (Hong Kong) Limited | RO | 1 | 17 July 2020 |