SFC Licences of SIN Kwan Lok 冼鈞樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 February 2020 | |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 26 February 2018 | 23 January 2020 |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 15 November 2017 | 31 January 2018 |
Formax Securities Limited 福億證券有限公司 | RE | 1 | 20 October 2017 | 14 November 2017 |