SFC Licences of HOU Yanni 侯燕妮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SR Wealth Securities Limited 中富證券有限公司 RE 4 27 May 2019 25 October 2019
SR Wealth Securities Limited 中富證券有限公司 RE 1 27 May 2019 25 October 2019
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 18 September 2017 08 May 2019