SFC Licences of HOU Yanni 侯燕妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SR Wealth Securities Limited 中富證券有限公司 | RE | 4 | 27 May 2019 | 25 October 2019 |
SR Wealth Securities Limited 中富證券有限公司 | RE | 1 | 27 May 2019 | 25 October 2019 |
CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 1 | 18 September 2017 | 08 May 2019 |