SFC Licences of YAO Yuanchao 姚遠超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 17 June 2021 | 20 February 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 31 May 2021 | 20 February 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 31 May 2021 | 20 February 2023 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 August 2017 | 17 April 2021 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 August 2017 | 17 April 2021 |