SFC Licences of XIA Yufei 夏宇飛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Dymon Asia Capital (HK) Limited | RE | 9 | 24 August 2022 | 10 June 2024 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 04 September 2019 | 07 June 2022 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 29 August 2019 | 07 June 2022 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 15 August 2017 | 16 May 2019 |