SFC Licences of JIAO Shang 焦尚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 16 August 2017 29 May 2020
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 4 16 August 2017 12 April 2019