SFC Licences of WU Zhaoqian 吳肇倩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sigma Capital Management Limited 眾和證券有限公司	RO	9	24 December 2021
Sigma Capital Management Limited 眾和證券有限公司	RO	4	24 December 2021
Sigma Capital Management Limited 眾和證券有限公司	RO	1	24 December 2021
Sigma Capital Management Limited 眾和證券有限公司	RE	9	10 December 2021	24 December 2021
Sigma Capital Management Limited 眾和證券有限公司	RE	4	10 December 2021	24 December 2021
Sigma Capital Management Limited 眾和證券有限公司	RE	1	10 December 2021	24 December 2021
Oshidori Securities Limited 威華達證券有限公司	RE	2	14 July 2021	30 September 2021
Oshidori Securities Limited 威華達證券有限公司	RO	9	30 December 2020	30 September 2021
Oshidori Securities Limited 威華達證券有限公司	RO	4	30 December 2020	30 September 2021
Oshidori Securities Limited 威華達證券有限公司	RO	1	30 December 2020	30 September 2021
Oshidori Corporate Finance Limited 威華達融資有限公司	RE	6	28 August 2017	30 September 2021
Oshidori Securities Limited 威華達證券有限公司	RE	1	28 August 2017	30 December 2020
Oshidori Securities Limited 威華達證券有限公司	RE	4	28 August 2017	30 December 2020
Oshidori Securities Limited 威華達證券有限公司	RE	9	28 August 2017	30 December 2020