SFC Licences of LI Jingting 李婧婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 20 June 2019 | 20 September 2019 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 20 June 2019 | 20 September 2019 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 23 May 2018 | 01 August 2018 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 30 April 2018 | 01 August 2018 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 30 April 2018 | 01 August 2018 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 18 August 2017 | 23 March 2018 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 18 August 2017 | 23 March 2018 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 18 August 2017 | 23 March 2018 |