SFC Licences of LI Jingting 李婧婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 20 June 2019 20 September 2019
CMB International Securities Limited 招銀國際證券有限公司 RE 1 20 June 2019 20 September 2019
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 4 23 May 2018 01 August 2018
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 6 30 April 2018 01 August 2018
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE 1 30 April 2018 01 August 2018
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 18 August 2017 23 March 2018
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 18 August 2017 23 March 2018
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 18 August 2017 23 March 2018