SFC Licences of NG Pauline Pui-han 吳佩嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 18 July 2019 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 18 July 2019 | |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 September 2017 | 04 April 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 September 2017 | 04 April 2019 |