SFC Licences of LU Nan 陸南

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ZhongYi Investment Managers Limited 中意投資經理有限公司 RE 9 21 September 2021
ZhongYi Investment Managers Limited 中意投資經理有限公司 RE 4 21 September 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 05 September 2017 24 June 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 05 September 2017 24 June 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 05 September 2017 24 June 2020