SFC Licences of NAKATOMI Ryosuke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 04 December 2023 | 08 December 2023 |
UBS Securities Asia Limited | RE | 1 | 09 June 2023 | 16 June 2023 |
UBS Securities Asia Limited | RE | 1 | 21 November 2022 | 23 November 2022 |
UBS Securities Asia Limited | RE | 1 | 21 November 2019 | 27 November 2019 |
UBS Securities Asia Limited | RE | 1 | 04 July 2019 | 09 July 2019 |
UBS Securities Asia Limited | RE | 1 | 11 April 2019 | 17 April 2019 |
UBS Securities Asia Limited | RE | 1 | 11 October 2018 | 16 October 2018 |
UBS Securities Asia Limited | RE | 1 | 23 August 2018 | 29 August 2018 |
Merrill Lynch Far East Limited | RE | 1 | 12 September 2017 | 22 March 2018 |