SFC licenceholder BKW016 SHEN Yang

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 29 March 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 27 December 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 27 December 2018
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 13 September 2017 17 September 2018
Merrill Lynch Far East Limited RE [2] (Dealing in Futures Contracts) 13 September 2017 17 September 2018