SFC Licences of SHI Wenting 史文婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Antarctica Asset Management (Asia) Limited RE 9 15 July 2021
Antarctica Asset Management (Asia) Limited RE 4 15 July 2021
Oakwise Capital Management Limited 瑞橡資本管理有限公司 RE 9 12 March 2021 01 June 2021
Oakwise Capital Management Limited 瑞橡資本管理有限公司 RE 4 12 March 2021 01 June 2021
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 9 16 July 2020 15 January 2021
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 4 16 July 2020 15 January 2021
Great Wall Pan Asia Asset Management Limited 長城環亞資產管理有限公司 RE 1 15 July 2020 15 January 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 15 February 2019 16 January 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 6 29 June 2018 16 January 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 1 29 June 2018 16 January 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 1 12 September 2017 11 May 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 6 12 September 2017 11 May 2018