SFC Licences of CAI Mianmian 蔡棉棉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 | RE | 9 | 04 March 2024 | |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 15 August 2019 | |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 15 August 2019 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 20 September 2017 | 03 July 2019 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 20 September 2017 | 03 July 2019 |