SFC Licences of LI Xue 李雪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 09 February 2021 | 21 October 2022 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 28 January 2021 | 21 October 2022 |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 24 October 2018 | 23 November 2020 |
Kingsway Financial Services Group Limited 滙富金融服務有限公司 | RE | 1 | 20 September 2017 | 03 September 2018 |
Kingsway Capital Limited 滙富融資有限公司 | RE | 6 | 20 September 2017 | 03 September 2018 |
Kingsway Capital Limited 滙富融資有限公司 | RE | 1 | 20 September 2017 | 03 September 2018 |