SFC Licences of MARWAH Nuveen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 29 March 2019 | 05 April 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 March 2019 | 05 April 2019 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 18 September 2017 | 19 September 2017 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 18 September 2017 | 19 September 2017 |