SFC Licences of CAO Dan 曹丹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KKR Capital Markets Asia Limited | RE | 4 | 14 July 2022 | |
| KKR Capital Markets Asia Limited | RE | 1 | 14 July 2022 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 16 January 2019 | 04 May 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 16 January 2019 | 04 May 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 September 2017 | 25 October 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 15 September 2017 | 25 October 2018 |