SFC Licences of CHUANG James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 09 November 2021 | |
| UBS Securities Asia Limited | RE | 1 | 22 September 2017 | 21 July 2021 |