SFC Licences of LI Wai Kit 李偉杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 07 July 2021 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 07 July 2021 | |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 14 May 2019 | 20 June 2021 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 14 May 2019 | 20 June 2021 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 05 November 2018 | 24 April 2019 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 18 December 2017 | 24 April 2019 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 26 September 2017 | 03 December 2017 |