SFC Licences of TING Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 1 | 26 August 2020 | 09 December 2022 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 6 | 26 August 2020 | 14 July 2022 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 12 February 2020 | 25 August 2020 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 12 February 2020 | 25 August 2020 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 06 October 2017 | 12 February 2020 |