SFC Licences of XU Hua 徐華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 06 August 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 06 August 2021 | |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 24 August 2018 | 27 September 2019 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 16 November 2017 | 27 September 2019 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 16 November 2017 | 27 September 2019 |
| ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 16 November 2017 | 27 September 2019 |