SFC Licences of YU Xiaoxia 蔚曉霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Canfield Securities Company Limited 勤豐證券有限公司 | RE | 9 | 31 January 2019 | |
Canfield Securities Company Limited 勤豐證券有限公司 | RE | 4 | 31 January 2019 | |
Canfield Securities Company Limited 勤豐證券有限公司 | RE | 1 | 15 November 2018 | |
Honor Asset Management Limited 匯恆資產管理有限公司 | RE | 4 | 23 November 2017 | 30 September 2018 |
Honor Asset Management Limited 匯恆資產管理有限公司 | RE | 9 | 23 November 2017 | 30 September 2018 |
Honor Securities (HK) Limited 匯恆證券(香港)有限公司 | RE | 1 | 23 November 2017 | 30 September 2018 |