SFC Licences of BHALLA Sumeet Kumar
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 30 June 2022 | 09 February 2024 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 30 June 2022 | 09 February 2024 |
| East Capital Asia Limited | RE | 9 | 11 July 2019 | 30 April 2020 |
| East Capital Asia Limited | RE | 4 | 11 July 2019 | 30 April 2020 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 1 | 25 October 2017 | 27 November 2018 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 | RE | 9 | 25 October 2017 | 27 November 2018 |