SFC Licences of CHAU Wai Yan 周慧欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Privium Fund Management (HK) Limited | RE | 9 | 28 July 2023 | |
| Merrill Lynch Far East Limited | RE | 1 | 14 November 2017 | 31 March 2023 |
| Merrill Lynch Far East Limited | RE | 2 | 14 November 2017 | 31 March 2023 |