SFC Licences of CHAU Wai Yan 周慧欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Verition Advisors (Hong Kong) Limited RE 9 16 September 2024
Privium Fund Management (HK) Limited RE 9 28 July 2023 15 September 2024
Merrill Lynch Far East Limited RE 1 14 November 2017 31 March 2023
Merrill Lynch Far East Limited RE 2 14 November 2017 31 March 2023