SFC Licences of LIU Shiyan 劉詩妍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 18 March 2019 | 27 September 2020 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 18 March 2019 | 27 September 2020 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 17 November 2017 | 31 January 2019 |