SFC Licences of LUI Ho Ting 呂浩霆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 19 January 2021 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 19 January 2021 | |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 19 January 2021 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 02 October 2018 | 01 April 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 02 October 2018 | 01 April 2019 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 21 May 2018 | 14 September 2018 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 02 November 2017 | 14 September 2018 |