SFC Licences of LAO Yee Wun 劉苡媛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 RE 1 13 November 2017 11 February 2021
TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 RE 2 13 November 2017 11 February 2021