SFC Licenceholders of TD Ameritrade Hong Kong Limited 德美利證券香港有限公司
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Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CHAN Nok Yan 陳諾恩 | RE | 2 | 17 December 2018 | 25 April 2022 |
CHAN Nok Yan 陳諾恩 | RE | 1 | 17 December 2018 | 25 April 2022 |
CHEUNG William Wai Yin 張偉彥 | RE | 1 | 02 January 2019 | 25 April 2022 |
CHEUNG William Wai Yin 張偉彥 | RE | 2 | 02 January 2019 | 25 April 2022 |
CHIK Pui Cheong, Upton 戚培昌 | RE | 2 | 14 November 2017 | 21 September 2018 |
CHIK Pui Cheong, Upton 戚培昌 | RE | 1 | 14 November 2017 | 21 September 2018 |
EVANS Adam Daniel | RO | 2 | 17 October 2017 | 20 December 2022 |
EVANS Adam Daniel | RO | 1 | 17 October 2017 | 20 December 2022 |
KAHLING Andrew James | RO | 2 | 25 November 2019 | 20 December 2022 |
KAHLING Andrew James | RO | 1 | 25 November 2019 | 20 December 2022 |
KAHLING Andrew James | RE | 2 | 16 July 2019 | 25 November 2019 |
KAHLING Andrew James | RE | 1 | 16 July 2019 | 25 November 2019 |
LAO Yee Wun 劉苡媛 | RE | 1 | 13 November 2017 | 11 February 2021 |
LAO Yee Wun 劉苡媛 | RE | 2 | 13 November 2017 | 11 February 2021 |
LEUNG Wai Kei, Gary 梁偉基 | RO | 2 | 17 October 2017 | 29 October 2022 |
LEUNG Wai Kei, Gary 梁偉基 | RO | 1 | 17 October 2017 | 29 October 2022 |
NG Cheuk Hang, Kenneth 吳卓衡 | RE | 2 | 04 December 2017 | 31 October 2019 |
NG Cheuk Hang, Kenneth 吳卓衡 | RE | 1 | 04 December 2017 | 31 October 2019 |
NG Chung Ting 伍頌婷 | RE | 2 | 14 December 2020 | 08 April 2022 |
NG Chung Ting 伍頌婷 | RE | 1 | 14 December 2020 | 08 April 2022 |
SIU Chi Shing 蕭自成 | RE | 2 | 25 October 2018 | 04 April 2022 |
SIU Chi Shing 蕭自成 | RE | 1 | 25 October 2018 | 04 April 2022 |
TSUI Chun Fung 徐振峯 | RE | 1 | 30 December 2019 | 04 April 2022 |
TSUI Chun Fung 徐振峯 | RE | 2 | 30 December 2019 | 04 April 2022 |