SFC Licences of CHEN Yu 陳宇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harmony Advisors Limited 喜望利顧問有限公司 RE 2 03 November 2020 25 July 2023
Harmony Advisors Limited 喜望利顧問有限公司 RE 1 03 November 2020 25 July 2023
Harmony Advisors Limited 喜望利顧問有限公司 RE 9 23 October 2020 25 July 2023
Harmony Advisors Limited 喜望利顧問有限公司 RE 4 23 October 2020 25 July 2023
Transpac Capital Limited 匯亞資金管理有限公司 RE 9 02 June 2020 30 September 2020
Transpac Capital Limited 匯亞資金管理有限公司 RE 6 02 June 2020 30 September 2020
Transpac Capital Limited 匯亞資金管理有限公司 RE 4 02 June 2020 30 September 2020
Harmony Advisors Limited 喜望利顧問有限公司 RE 1 20 January 2020 24 April 2020
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 2 15 November 2017 17 July 2018
HGNH International Securities Co., Limited 橫華國際証券有限公司 RE 1 15 November 2017 17 July 2018