SFC Licences of LAU Sabrina Yin Kwan 劉彦君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 30 October 2023 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 30 October 2023 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 30 October 2023 | |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 30 October 2023 | |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 02 January 2020 | 11 September 2023 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 02 January 2020 | 11 September 2023 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 02 January 2020 | 11 September 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 16 November 2017 | 12 April 2018 |