SFC Licences of ROGERSON Thomas Neil
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 9 | 03 December 2021 | |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 | RE | 4 | 03 December 2021 | |
| Private Capital Limited | RE | 4 | 28 December 2017 | 06 September 2021 |
| Private Capital Limited | RE | 9 | 28 December 2017 | 06 September 2021 |