SFC Licences of GU Yaobo 顧遙菠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 2 | 22 November 2017 | 12 March 2021 |
UBS Securities Hong Kong Limited | RE | 1 | 22 November 2017 | 12 March 2021 |
UBS Securities Asia Limited | RE | 2 | 22 November 2017 | 12 March 2021 |
UBS Securities Asia Limited | RE | 1 | 22 November 2017 | 12 March 2021 |