SFC Licences of GUO Ziqi 郭子綺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 12 November 2021 | 18 December 2023 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 20 May 2019 | 31 August 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 20 May 2019 | 31 August 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 20 May 2019 | 31 August 2021 |
| orientiert XYZ Securities Limited | RE | 6 | 21 December 2017 | 31 January 2019 |
| orientiert XYZ Securities Limited | RE | 4 | 21 December 2017 | 31 January 2019 |
| orientiert XYZ Securities Limited | RE | 1 | 21 December 2017 | 31 January 2019 |