SFC Licences of HUANG Hexiao 黃河嘯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 24 November 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 9 | 02 November 2021 | 15 March 2022 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 02 November 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 02 November 2021 | |
WE Asset Management Limited 維恩資產管理有限公司 | RE | 9 | 03 December 2018 | 15 October 2021 |
WE Securities Limited 維恩證券有限公司 | RE | 1 | 29 October 2018 | 15 October 2021 |
WE Asset Management Limited 維恩資產管理有限公司 | RE | 4 | 29 October 2018 | 15 October 2021 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 4 | 02 August 2018 | 07 September 2018 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 11 December 2017 | 07 September 2018 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 11 December 2017 | 07 September 2018 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 11 December 2017 | 07 September 2018 |