SFC Licences of REGISTRAR Tarit
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tullett Prebon (Hong Kong) Limited | RE | 7 | 02 July 2019 | |
| Tullett Prebon (Hong Kong) Limited | RE | 1 | 02 July 2019 | |
| Vantage Capital Markets HK Limited | RE | 1 | 29 December 2017 | 18 March 2019 |