SFC Licences of CUI Wei 崔瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valliance Asset Management Limited | RE | 9 | 29 June 2020 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 16 August 2018 | 02 April 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 14 August 2018 | 02 April 2020 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 02 January 2018 | 06 June 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 02 January 2018 | 06 June 2018 |