SFC Licences of KWOK Friedman Owen 郭傲雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hooray Securities Limited 好盈證券有限公司 | RE | 1 | 15 September 2022 | |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 | RE | 9 | 22 March 2021 | 13 September 2022 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 | RE | 4 | 22 March 2021 | 13 September 2022 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 | RE | 2 | 05 October 2020 | 13 September 2022 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 | RE | 1 | 05 October 2020 | 13 September 2022 |