SFC Licences of LU Ping 盧平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 29 November 2021 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 29 November 2021 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 29 November 2021 | |
| ICBC International Futures Limited 工銀國際期貨有限公司 | RE | 2 | 18 October 2018 | 16 June 2020 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 4 | 03 September 2018 | 16 June 2020 |
| ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 03 September 2018 | 16 June 2020 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 1 | 10 January 2018 | 20 April 2018 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 4 | 10 January 2018 | 20 April 2018 |