SFC Licences of KWOK Ka Chun 郭嘉晉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 17 August 2022 | |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 17 August 2022 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 04 July 2022 | 08 July 2022 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 1 | 09 June 2022 | 04 July 2022 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 04 May 2020 | 08 July 2022 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 27 February 2020 | 09 June 2022 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 16 January 2018 | 15 February 2020 |