SFC Licences of XIN Peng 辛鵬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ChaoShang Asset Management Limited 潮商資產管理有限公司 | RE | 9 | 12 July 2021 | 15 May 2022 |
| ChaoShang Asset Management Limited 潮商資產管理有限公司 | RE | 4 | 12 July 2021 | 15 May 2022 |
| ChaoShang Securities Limited 潮商證券有限公司 | RE | 2 | 29 October 2020 | 15 May 2022 |
| ChaoShang Securities Limited 潮商證券有限公司 | RE | 1 | 29 October 2020 | 15 May 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 05 December 2018 | 07 November 2019 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 05 December 2018 | 07 November 2019 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 19 January 2018 | 19 November 2018 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 19 January 2018 | 19 November 2018 |