SFC Licences of SEKINUMA Joji 陳丞治
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 | RE | 9 | 22 June 2022 | |
ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 | RE | 4 | 22 June 2022 | |
ORIX Asia Asset Management Limited 歐力士亞洲資產管理有限公司 | RE | 1 | 22 June 2022 | |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 01 March 2018 | 15 November 2018 |