SFC Licences of ZHAO Bowen 趙博聞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 11 March 2022 | |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 20 January 2022 | 15 February 2022 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 20 January 2022 | 15 February 2022 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 06 April 2020 | 21 December 2021 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 06 April 2020 | 21 December 2021 |
| orientiert XYZ Securities Limited | RE | 1 | 23 February 2018 | 23 January 2020 |
| orientiert XYZ Securities Limited | RE | 6 | 23 February 2018 | 23 January 2020 |
| orientiert XYZ Securities Limited | RE | 4 | 23 February 2018 | 23 January 2020 |