SFC Licences of SO Kwok Kwan 蘇國堃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huafu International Securities Limited 華福國際證券有限公司 | RE | 4 | 05 March 2021 | 30 November 2023 |
| Huafu International Securities Limited 華福國際證券有限公司 | RE | 1 | 05 March 2021 | 30 November 2023 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 | RE | 2 | 29 January 2018 | 31 December 2020 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 29 January 2018 | 31 December 2020 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 29 January 2018 | 31 December 2020 |