SFC Licences of SIU Man Lok 邵文洛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Rich Bay Securities Limited 富利證券有限公司 | RE | 2 | 30 June 2022 | 30 June 2023 |
| Rich Bay Securities Limited 富利證券有限公司 | RE | 1 | 30 June 2022 | 30 June 2023 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 | RE | 2 | 09 July 2021 | 28 February 2022 |
| Yuan Tong Global Securities Limited 圓通環球證券有限公司 | RE | 1 | 09 July 2021 | 28 February 2022 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 22 January 2021 | 20 April 2021 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 22 January 2021 | 20 April 2021 |
| Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 14 July 2020 | 01 January 2021 |
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 14 July 2020 | 01 January 2021 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 15 February 2018 | 13 May 2020 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 15 February 2018 | 13 May 2020 |