SFC Licences of SU Tian 蘇恬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 03 March 2023 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 03 March 2023 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 27 January 2023 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 27 January 2023 | |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 14 January 2021 | 23 December 2022 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 14 January 2021 | 23 December 2022 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 4 | 22 February 2018 | 18 December 2020 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 22 February 2018 | 18 December 2020 |