SFC Licences of ZHU Yisi 朱裔嗣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | RE | 1 | 04 March 2024 | |
| Capula Investment Management Asia Limited | RE | 9 | 05 February 2024 | |
| ExodusPoint Capital Management Hong Kong, Limited | RE | 9 | 14 August 2023 | 31 January 2024 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 02 June 2022 | 08 July 2023 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 June 2022 | 08 July 2023 |
| Alphadyne Asset Management (Hong Kong) Limited | RE | 9 | 24 April 2020 | 13 May 2022 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 03 September 2018 | 20 March 2020 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 03 September 2018 | 20 March 2020 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 08 March 2018 | 20 March 2020 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 08 March 2018 | 20 March 2020 |