SFC Licences of KONG Lingming 孔令明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 27 April 2021 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 27 April 2021 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 16 October 2019 | 09 April 2021 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 30 July 2019 | 09 April 2021 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 03 April 2018 | 12 July 2019 |